Compliance shouldn’t slow down research — it should power it.
AlphaSense combines AI, human-in-the-loop oversight, and unified workflows to create a compliance process that’s smart, easy, and secure—built on years of experience with the world’s leading investment firms to anticipate and prevent risk across every stage of research.
Every expert engagement follows our proven compliance framework. Before participating, experts must agree to our Terms and Conditions, complete compliance training on insider trading, and fill out a pre-call compliance questionnaire.
Additionally, each expert is required to follow call-specific protocols that define what can and cannot be discussed during the call.
AI-led interviews follow the same compliance standards as all 1:1 expert calls. Experts are notified that an AI interviewer will lead the discussion and are bound by the same eligibility, training, and content restrictions that govern every expert call.
Each AI-led interview is recorded, reviewed, and clearly labeled as AI-generated before publication, ensuring transparency and maintaining the same compliance integrity as client-led calls.
Every transcript undergoes a multi-layered compliance process, powered by AI and reinforced by human-in-the-loop review. Our proprietary AI technology scans transcripts for potential risks, while our compliance experts validate and resolve any flagged content, ensuring every transcript published on AlphaSense meets the highest standards of accuracy, transparency, and trust.
Compliance that’s smarter, simpler, and built for control
01Compliance By Design
Centralize approvals, restrictions, and reports, providing a secure workspace for expert and transcript approvals, plus self-service reporting.
02Visibility That Empowers
Real-time reporting provides firm-wide oversight into every approval and expert interaction, enabling compliance teams to identify issues early, act with confidence, and maintain continuous control.
03Auditability Without the Hassle
Generate on-demand, audit-ready reports directly from the platform. Self-service reporting provides visibility into your firm's history, ensuring a continuous, trustworthy record of governance.
The Tegus Expert Transcript Library (ETL) is the cornerstone of Tegus Expert Insights—the world’s largest and fastest-growing collection of proprietary, investor-led expert call transcripts. With over 240,000 transcripts covering 27,000+ public and private companies across every major sector, ETL gives you exclusive, credible perspectives you can’t find anywhere else. To ensure that the ETL reflects experts' opinions and a diversity of views, we've adopted the following policy statement:
At Tegus by AlphaSense, our mission...
